If the last two elections, 2010 and 2012, have shown anything, it is that the citizens of this republic are divided more than ever about basic political ends. We now have, yet again, a divided government: the Presidency and Senate in the hands of one party, and the House of Representatives in the hands of the other. This situation means one of two things: either there will be no significant legislation passed for at least the next two years, or whatever legislation is passed will represent a compromise in the goals of the two major parties in question. Obviously the political reality is that we will have some of both scenarios: proposals for which no compromise can be found will be blocked from passage, and only those that are amenable to compromise will pass.
OK, you may say; so what is different? Divided government is often the norm in the United States, and legislation was enacted anyway. What is different? The difference is the degree of polarization, and that will require a different form of compromise. In the past, compromise was often along lines such as these: the President and his party proposes X, which the other party opposes, and is in a position to block. A compromise would often be worked out along the lines of this: Proposal X is enacted, but is less sweeping than the President desires, or doesn't cover as many situations, for example. In other words, the classic "half a loaf." This has been the most common form of compromise in the past, because both political parties were "big tent" coalitions; the Republican party would consist of libertarian, Goldwater type conservatives, social conservatives, neo-cons, and big business moderates. The Democrat party was equally divided, including southern conservative populists, trade union advocates, civil rights organizations, mid-west progressive populists, and cold war liberals. With such diverse memberships, half a loaf type compromise was a necessary tactic.
Today the party memberships are far more polarized. Commentators decry the lack of Republican moderates, of the Rockefeller type Republicans, but the blue-dog Democrats are an equally endangered breed, and the cold-war liberal--one who believes in progressive domestic policy and an almost neo-con foreign policy--are almost equally endangered. More so than at any time in the 20th Century, the American political parties represent deep ideological differences as much as they do parochial interest groups. Tweaking legislative proposals on fine details will not satisfy the powerful fire-breathers of either party. The nature of political bargaining will have to change.
I think it will have to work along lines such as this: You want a policy which is opposed by my party, so if I am to go along with it, you will have to give me something that my party wants and yours opposes. How would that work in practice? Let's look at one of the most famous--and most successful--of such compromises: the debt legislation of Gaius Julius Caesar, enacted just before his death. Rome was hobbled by a serious problem of debt in the middle classes, and there was considerable agitation for what was called a general abolition of debt in which the state would require the forgiveness of any debt. Naturally, this alarmed those who had lent money out, since such legislation would, in turn, impoverish them. Now, it has to be noted that this was not a proposal directed to the benefit of the lower classes of Roman society; they may have been poor, but they were rarely, if ever, in debt, since no one would loan anything to them in the first place; it was a middle-class issue. Caesar saw that such a general abolition of debt would not work, since no one would ever loan money again even for worthwhile reasons, yet the current debt load was crushing. Some solution had to be found.
Here is what he did: He affirmed the validity of the principal of all debts; the money would have to be repaid. However, compound interest was forbidden--as it technically always had been--and would be replaced in all cases by simple interest. All interest paid to that point counted against the principal. This meant, for example, that if you borrowed $10,000 at 10%, instead of an annual APR, you would only owe, in total, $11,000. If by the time the legislation was enacted you had paid $4000, your balance would be now only $6000, plus the original 10%. This compromise satisfied no one completely, and offended no one completely. The burden was lowered, but the validity of the debt itself was upheld. No one got everything they wanted, but the economic structure was kept intact.
A modern example might look like this: the President wants the tax rates for the "middle class" lowered permanently, and the tax rates for the upper classes raised, permanently. Republicans want both lowered permanently. A compromise might work along these lines: both would be lowered for another 10 years, but still linked. The President has to swallow the lowered rates for the wealthy, and the Republicans have to swallow the fact that the issue will have to be fought again, with no guarantee that they will be in a position to force the issue again. It will work out like this: for a compromise the work, you will have to offend the fire-breathers in your base. Any good legislation will mean that the radicals on both sides scream "rape!"
Thursday, November 8, 2012
Monday, October 1, 2012
Nature and Source of Rights
It is a normal part of political discourse
to speak of rights to this or that, or that some act is a violation of one’s
rights. Like most terms used in normal
discount, however, this is one of those words that can mean something different
to each speaker. There are several
questions that deserve to be clarified: what are rights, what is their source,
and what is the proper role of government vis-à-vis what we call rights?
In the United
States we often begin such discussions with
reference to the first ten amendments to our Constitution, known as the Bill of
Rights. Of course others have been
added, but these are the best known.
They are “known,” I suppose, but extremely misunderstood at the same
time. For example, the First Amendment
reads as follows: “Congress shall make
no law respecting an establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech or of the press; or the
right of the people to peaceably assemble, and to petition the government for a
redress of grievances.” The government
cannot create an official religion nor restrict its free practice. What is often overlooked is the nature of the
language used in writing the amendment.
To see that more
clearly, look at the language involving the freedom of the press. The Constitution says that Congress, and by
extension any other branch of government, may not abridge its freedom. One is free to write what one chooses, but
what is lacking? It is that the
government, while not having to power to censor what is written, has no
affirmative obligation to provide any outlet for opinions or news. It has been said, quite appropriately, that
the Constitution requires freedom of the press if you happen to own a press. No one, either public or private, has even
the slightest obligation under the Constitution to provide any citizen with an
outlet to express his opinion. If I
disagree with an editorial opinion in my local paper, I am perfectly free to
write a letter expressing my disagreement.
No official at any level may censor my letter or prevent me from mailing
it. The state may take no action of any
kind.
On the other hand,
the newspaper publisher has no legal obligation to publish my letter in any
form. The government cannot compel him
to publish it in the name of fairness or diversity; he may reject the letter on
whatever arbitrary grounds he may choose.
True, it may not be good business sense for a publisher to refuse to
print letters with which he disagrees; it might really hurt his paper’s
circulation. That is, however, his
decision, not mine, and not the government’s.
It is the same with freedom of religion.
I am free to worship whatever god or gods I may choose, or not to
worship any deity at all. The government
simply has no role to play whatsoever.
There is one
possible exception to this rule in the Bill of Rights, and that concerns to
right to counsel in any trial in which I am a defendant. It is not clear that the original intent was
that the state could be compelled to provide counsel, merely that the state
could not prevent one from obtaining counsel if one wished. The Supreme Court has held otherwise, and for
good reason. I can only be a defendant
in a criminal trial because the government has decided to charge me with a
crime. Since the government has put me
in this jeopardy, it must be willing to provide counsel if I cannot afford
one. However, I have no right to
publicly paid counsel if I am the either the respondent or the plaintiff in a civil case, or
if I wish legal advice on personal or business matters. I am only entitled if I am the subject of
government action.
Rights that are a
result of Court decisions take a similarly negative tone. Many people erroneously think that, as a
result of the decision Roe v. Wade, the Supreme Court established a right to an
abortion. It did nothing of the sort.
What it said is that the Texas
law improperly restricted the plaintiff’s right of privacy, in that the matter
of terminating the pregnancy was, in this case, purely between her and her
doctor.[1] If she wished, she was free to terminate the
pregnancy by procuring an abortion. The
state was not permitted to interfere in any way. Note, however, that the Court did not
establish the right to an abortion, in that it did not state that the Federal
Government, the State of Texas,
or any local authority had any obligation to facilitate the action in any
manner, other than to step out of the way.
No agency had a Constitutionalobligation to provide an abortion, or
provide funding for a private one. Just
like the aphorism about the freedom of the press only applying to those who own
one, the only right affirmed is the right to procure one, and nothing
else. Even if a legislature makes a
decision to fund abortions for those who cannot afford them, that is a
legislative, not a Constitutional, decision.
If at a later date the legislature decides to end such funding, no
constitutional rights have been violated in the process. In short, rights are not what the government
is obliged to do for the citizen; they are what the government is forbidden to
do to him.
We do hear a lot of
discussion about things like a “right to health care” or a “right to
housing.” Such talk is different from
traditional statements about rights because they assert affirmative obligations
on the part of the government. In the
face of such claims, we must ask two questions.
Who is obligated to act by such a right, and what is the source of that
right? To begin with the first question,
we must remember that collective entities are really no more than descriptions
or categories of totally discrete individuals; they do not exist. How can something that does not really exist,
outside of rhetoric, possess responsibilities?
If we have an affirmative right to X, then someone is responsible for
providing X, and something that does not exist cannot do so.
If “X” in this case
is health care, then if I assert that I have a right to health care, then I am
asserting that the individuals described in that category have the obligation
to provide it, or provide the funds to pay for it. The government has no money except what it
takes from the citizens in taxes, so if “it” is going to pay for health care,
it has only three ways in which to do so.
The first would be to confiscate the necessary equipment, supplies and
labor from those who provide them, but this would be a violation of the Fifth
Amendment, which states “nor shall private property be taken for public use,
without just compensation.” It could
raise taxes to pay for it, but that would be no more than demanding that the
taxpayers pay for it, which is precisely what they would be doing, each individual
one of them. Lastly, it could stop
funding some existing program in order to pay for the new one, but that only
postpones the issue of whether or not one taxpayer has an obligation to pay for
a service for a second taxpayer.
Before returning to
this point, we need to inquire a little further into the source of such rights,
those that are not found in the Constitution, if they exist. First, if the people are the source of law,
they are the source of rights. This will
not be a popular position to take once the consequences are admitted, however,
either for those on the left or on the right.
Those on the right often point to the words of the Declaration of
Independence, that our rights are “endowed by our Creator.” Politicians on the left have spoken of
natural law as the source of our rights, or of the march of history. In either case government is only
recognizing, or should recognize, rights that properly belong to man as man. They transcend government. Admittedly, it is likely that the founders
thought along the former lines; the language of the Bill of Rights certainly
seems to treat rights as if they transcend whatever government is in
power. Either way, to the true believers
of either camp, the idea that rights and law come solely from the people leads
to the suspicion that it would be all to easy to abolish our rights if they
were no more transcendent that laws governing speed limits on interstate
highways.
In reality,
however, what assurance do we ever have that a society will remain free, not
lapse into some form of oppression? We
have certainly seen religious states that are free, and religious states that
are oppressive. There are free secular
states, and oppressive ones. Did the
belief that our creator endowed us with these rights prevent the passage of Jim
Crow laws? Did the belief in the natural
rights of man prevent freedom from degenerating into the Reign of Terror? Did the belief in the rights of working men
and women prevent the establishment of the Gulag and Stalin’s NKVD? These
arguments seem to have had no impact upon our ability or willingness to step on
our fellow man.
No, they have not,
and they can lead to even worse. There
are two types of oppressive societies.
The first is the expression of pure, simple greed for power or
money. Being the top dog in an
autocratic society simply makes it easier to get the power or money you
want. Religious moral beliefs may seem
to be elevating, but they have never seemed to prevent this type of
oppression. The second type is far more
pernicious, because it actually comes about as a result of moral
principles. It arises when we see those
who oppose us, not as being fellow citizens with different goals, but as our
enemies who are on the wrong side of history.[2] The worst oppression always arises when those
in power see themselves as fighting on the side of the angels, and those who
oppose them as agents of evil. One can
endeavor to convince an opponent, but enemies are to be crushed.
Can “international
law” serve as a source for or foundation of human or civil rights? Before we can answer that we have to ask,
“what is international law?’
Rhetorically the phrase sounds inspiring enough, but perhaps that is
precisely the problem. It is inspiring,
but it is also empty. International law
is, in one sense, no more than a euphemism for the way nations have become
accustomed to conduct their international business. The term is descriptive, not
prescriptive. There is no international
body that has the authority to legislate.
By its own charter, the United Nations can issue only resolutions, and
only those of the Security Council are considered “binding.” The Security Council is still not sovereign,
because any one of the Five Permanent members has the right to veto an action
of the Council, and there are no enforcement provisions. Resolutions from the General Assembly are
really no more than opinions, since they are not binding even in theory.
Treaties are
supposed to be “binding” on their signatories, and our Constitution states that
a properly ratified treaty is, along with the Constitution and enacted
legislation, the “law of the land.”
That, however, is the point; they are only binding if they are ratified,
which in our case must be by the Senate.
If not, they are no more than sheets of paper. A proposed treaty may have the enthusiastic
and popular backing of every other nation in the world, but it is not ratified
by our Senate, it is no more than an expression of popular opinion. The people, through the organs of government,
remain sovereign. Like any other law, a
treaty is only a law if the people of the United
States say that it is.
Even if we grant
that there are no sources of law of rights other than the citizens themselves,
suppose that the people becomes seduced by the promises of “panem et circum,”
and demand that the government provide a cradle to grave welfare state. If they are the source of the law, wouldn’t
that then, in fact, be a right? I
concede that point; from a legal point of view it certainly would.[3] This is why men like Madison
labored so diligently to produce a government that would prevent one group of
citizens from plundering another simply for their own enrichment. America
might be fortunate in the government is
obliged to do for the citizen; they are what the government is forbidden to do
t that we could well have the opportunity to witness the economic
collapse of the European social welfare experiment. It is becoming clear how untenable this
attempt at statism has become. If we can
delay adopting such policies ourselves until the European collapse is complete,
then the voters themselves, who are generally middle of the road and tend to
reject extremes of either the right or the left, might refuse to countenance
such a system. They key to this success
will be to refuse to compromise on issues that would weaken our system of
checks and balances in the name of “democracy.”
If we fail, then the alternative is to learn from our own economic
collapse, our own misery.
Thursday, September 27, 2012
Why, as a libertarian, I will not vote Libertarian
I generally consider myself a libertarian with a small "l", so why do I say in this title that I am not willing to vote for the Libertarian candidate? Doesn't this mean that I am betraying my principles in order to settle for the "lesser of two evils?"
You could make this accusation, but only at the expense of ignoring political and constitutional realities. In the United States 3rd parties, with the exception of the Republican party in 1860, have been political failures, and there is a reason for that. In almost all cases, a vote for a third party means that the more objectionable candidate will win, unless there are "3rd parties" running on both the left and the right.
Why? There are two facts that have to be considered on this issue, and both of them are fatal to 3rd party activity, even in the long term.
1. The United States does not at the federal or state level have a system of proportional representation. Congressional and Senatorial races are "winner take all" races.
2. Our government is not parliamentary; by design, the President is not responsible to the Congress, but to the citizen body as a whole, even if, admittedly, through the Electoral College.
Third parties do best when the government has a system of proportional representation. For example, in Germany the voter, in effect, casts two ballots. The first is for his or her elected representative in the Bundestag, the lower house. That election is winner take all. However, he also casts a vote for the party, and some seats in the Bundestag are allotted based upon the results of this election. That means that a party might field candidates, NONE of whom win a direct seat in the Bundestag, but can still earn some seats if they get a high enough percentage of the popular vote.
We don't do that in the United States. Even if the Libertarian--or any other 3rd party--runs a candidate in every Congressional district, only those candidates who actually win a majority for that district will get a seat in Congress. The Libertarian Party could get, say, 25% of the vote across the nation and still not win even a single seat in Congress or the Senate. Since the Libertarians will probably be splitting the vote of citizens on the center-right, that can help Democrats win more seats.
In Parliamentary governments, the majority party in lower house selects the chief executive, call him or her the Prime Minister, Premier, or Chancellor, whatever the title might be. That also does not apply to the United States. Short of impeachment for a criminal offense, the Congress has absolutely no say in who will be the Chief Executive of the United States. Because the President is not selected by the Congress, there is no option for the kind of power-sharing coalitions that can occur in Parliamentary systems.
I am convinced that the best hope for those who consider themselves to be libertarian is to become an active part of the Republican party, and create a power bloc to force libertarian ideals on the party. America may be, and I think is, a center-right nation, but that is the point--center right, not conservative. This Gallup poll shows that fact rather clearly. We can be an influence, we can attract supporters and voters, but we have to do so intelligently, not emotionally. .http://www.theblaze.com/stories/gallup-conservatives-outnumber-liberals-nearly-2-to-1/
You could make this accusation, but only at the expense of ignoring political and constitutional realities. In the United States 3rd parties, with the exception of the Republican party in 1860, have been political failures, and there is a reason for that. In almost all cases, a vote for a third party means that the more objectionable candidate will win, unless there are "3rd parties" running on both the left and the right.
Why? There are two facts that have to be considered on this issue, and both of them are fatal to 3rd party activity, even in the long term.
1. The United States does not at the federal or state level have a system of proportional representation. Congressional and Senatorial races are "winner take all" races.
2. Our government is not parliamentary; by design, the President is not responsible to the Congress, but to the citizen body as a whole, even if, admittedly, through the Electoral College.
Third parties do best when the government has a system of proportional representation. For example, in Germany the voter, in effect, casts two ballots. The first is for his or her elected representative in the Bundestag, the lower house. That election is winner take all. However, he also casts a vote for the party, and some seats in the Bundestag are allotted based upon the results of this election. That means that a party might field candidates, NONE of whom win a direct seat in the Bundestag, but can still earn some seats if they get a high enough percentage of the popular vote.
We don't do that in the United States. Even if the Libertarian--or any other 3rd party--runs a candidate in every Congressional district, only those candidates who actually win a majority for that district will get a seat in Congress. The Libertarian Party could get, say, 25% of the vote across the nation and still not win even a single seat in Congress or the Senate. Since the Libertarians will probably be splitting the vote of citizens on the center-right, that can help Democrats win more seats.
In Parliamentary governments, the majority party in lower house selects the chief executive, call him or her the Prime Minister, Premier, or Chancellor, whatever the title might be. That also does not apply to the United States. Short of impeachment for a criminal offense, the Congress has absolutely no say in who will be the Chief Executive of the United States. Because the President is not selected by the Congress, there is no option for the kind of power-sharing coalitions that can occur in Parliamentary systems.
I am convinced that the best hope for those who consider themselves to be libertarian is to become an active part of the Republican party, and create a power bloc to force libertarian ideals on the party. America may be, and I think is, a center-right nation, but that is the point--center right, not conservative. This Gallup poll shows that fact rather clearly. We can be an influence, we can attract supporters and voters, but we have to do so intelligently, not emotionally. .http://www.theblaze.com/stories/gallup-conservatives-outnumber-liberals-nearly-2-to-1/
Tuesday, September 25, 2012
A Proposal for Immigration Reform
Most Americans will
agree that our immigration law is not working, but there is no agreement on how
we should change it, particularly on the issue of those who have entered the
country in violation of our laws. To be able to make any meaningful change, we
have to use some common sense and agree on these three points. First, each nation has the prerogative to
control immigration; there is no “right” to immigrate to another country. Secondly, we have to be practical when we
propose solutions. It may be one thing
to be legally correct, and yet another to propose something that might have
sufficient popular support to be enacted. Third, we are going to be innovative. “Business as usual” is not going to work.
Most proposed
solutions to this issue fit one of two categories. The first involves granting amnesty to those
who are in the country illegally. In an
economic climate with large numbers of unemployed and underemployed workers,
this is neither a realistic nor a moral option. Blanket amnesty has simplyemployed, this is simply encouraged further illegal immigration. It is also unfair to those who have followed
the law and sought immigration through the proper channels. The second approach
is to insist that the government simply enforce the existing laws and deport
everyone who came here without the proper paperwork. This is even less likely to be carried out
than a general amnesty. The American
people would not agree to massive involuntary deportations. Just imagine, for a moment, the outcry when
the press reports, cameras rolling, some massive sweep in some real community composed
of real people, particularly when it involves childrennts are abruptly depohan fa. It simply won’t happen.
The third is to devise
some sort of compromise which will avoid both extremes of massive deportations
and total amnesty. Every politician
proposing amnesty has made the promise that THIS amnesty will be the last; in
the future, we will enforce the law. We never do. This has made many citizens skeptical about
such intentions, and any compromise will have to address this perception. We will have to send the message that we are
no longer doing “business as usual.” We
should make a real distinction in law between those immigrants who have complied
with our laws and those who did not. Basic justice, a decent sense of fair play,
requires that somehow we favor those who obeyed our immigration law. I suggest that any future amnesty be offered
with limits, that we create a new legal status for those who were here
illegally that would differ from the normal resident alien status. The recipients would receive a form of
permanent “guest worker” status that would provide all necessary legal
protections, to include the right to live and work in America,
but it would be a dead end. They would
be permitted to remain in the country indefinitely, work and educate their
children without the fear of deportationt would allow the dt alienren, and they would be provided all the
protection of our legal system. The
difference would be that they would never be eligible for citizenship. Those who might wish to become citizens of
the United States
would have to start from the beginning and apply through normal channels for a
visa. We
might make an exception for those willing to serve in the military or some
other form of alternative civilian status but, otherwise, citizenship—and thus
the franchise—would not be an option.eek
redress for abuse.and they would be provid
This approach would
recognize that those who have shown no regard for our law should not have a
role in making those laws, and that those who did should, on the other hand, be
given all of the rights of any new citizen. It would provide a humanitarian approach for
those who can contribute to the economic welfare of the country, preserve the
integrity of their families, and allow them a new start in life. This should appeal to legislators who favor a
form of amnesty, even if it does not provide them with future voters since few,
if any, will take the necessary steps to citizenship. It should also satisfy those who oppose
amnesty, because it will not create, at least for this generation, a new crop
of voters. Perhaps, as was said of
Julius Caesar’s debt legislation, it is a good compromise because it neither
completely satisfies everyone, nor does it offend everyone.
Monday, September 17, 2012
A Ciceronian Republic or Democracy
When people say that "America is a Republic, not a Democracy," that does not mean that there are no democratic elements to our Constitution. There are, in the exact same way that there were democratic elements to the Roman government as well. The key point is that both have deliberately established, non-democratic checks on the popular power.
In Rome, for example, the democratic aspect of the constitution was to be found in the Assemblies, of which there were several. The magistrates were elected through the Assemblies, and all legislation had to be enacted through the appropriate one. Most people are not aware that the Roman Senate could not enact laws. Yes, it controlled foreign policy, the purse, military appointments, and for most of the Republic its prior approval was required in order for a vote on enacting a law. It would pass a "Senatus Consultus" that a proposed law should be enacted, and then it went to the people for an up or down vote. This power was eventually lost, and legislation could also originate in the assemblies, usually the Plebian Assembly.
In addition to the Assemblies, the people--or more correctly, I'll grant, the plebians--selected several men to serve as Plebian Tribunes. The initial purpose of this office was to rescue a member of the plebs from a magistrate, who was at first always a Patrician. Later, they obtained the power to veto the action of any magistrate within the city of Rome, and could even veto acts of the Senate and courts. In addition, Tribunes could bring any former magistrate to trial for misconduct during his tenure of office and earned the right to sit in the Senate, even after their term of office was over, provided that they met the property qualifications.
The democratic elements were checked, however, by several forces. First, as mentioned above, legislation had to receive, for most of the Republic, prior approval by the Senate. Even afterwards, only the Senate could appropriate money for public expenses, thus emasculating laws passed by the Assemblies if the required public funds. During their tenure of office, magistrates were immune from any prosecution except for crimes of sedition or rebellion, and there were no provisions for the impeachment of magistrates. Senators were not elected but either adlected by the Censors, or took office once elected to the quaestorship or above.
Inspired by Cicero's writings, our founding fathers attempted to adopt this same sort of mixed government to our Constitution. The House of Representatives would represent the people themselves, and be elected directly by the citizens. The Senate, on the other hand, was to represent the upper classes, and was chosen by the state legislatures--which they knew were in the hands of the aristocracy--until the Constitution was amended. Senators were not responsible to the voters. The President, of course, was not, and is still not, directly elected by the people, but by the Electors who are chosen by the people in their various states.
We can date the emerging failure of the Roman Republic from the time when the people started to amass more and more power at the expense of the Senate and the magistrates. As the government became more and more dysfunctional, personal power and influence became more and more important to candidates for the Consulship, and the Senate, which had successfully guided Rome through the wars with Hannibal and other enemies, became sidelined. No, it is not the right that usually initiates dictatorship or some other form of authoritarian rule, but the left, in the case of the Romans the Populares.
In Rome, for example, the democratic aspect of the constitution was to be found in the Assemblies, of which there were several. The magistrates were elected through the Assemblies, and all legislation had to be enacted through the appropriate one. Most people are not aware that the Roman Senate could not enact laws. Yes, it controlled foreign policy, the purse, military appointments, and for most of the Republic its prior approval was required in order for a vote on enacting a law. It would pass a "Senatus Consultus" that a proposed law should be enacted, and then it went to the people for an up or down vote. This power was eventually lost, and legislation could also originate in the assemblies, usually the Plebian Assembly.
In addition to the Assemblies, the people--or more correctly, I'll grant, the plebians--selected several men to serve as Plebian Tribunes. The initial purpose of this office was to rescue a member of the plebs from a magistrate, who was at first always a Patrician. Later, they obtained the power to veto the action of any magistrate within the city of Rome, and could even veto acts of the Senate and courts. In addition, Tribunes could bring any former magistrate to trial for misconduct during his tenure of office and earned the right to sit in the Senate, even after their term of office was over, provided that they met the property qualifications.
The democratic elements were checked, however, by several forces. First, as mentioned above, legislation had to receive, for most of the Republic, prior approval by the Senate. Even afterwards, only the Senate could appropriate money for public expenses, thus emasculating laws passed by the Assemblies if the required public funds. During their tenure of office, magistrates were immune from any prosecution except for crimes of sedition or rebellion, and there were no provisions for the impeachment of magistrates. Senators were not elected but either adlected by the Censors, or took office once elected to the quaestorship or above.
Inspired by Cicero's writings, our founding fathers attempted to adopt this same sort of mixed government to our Constitution. The House of Representatives would represent the people themselves, and be elected directly by the citizens. The Senate, on the other hand, was to represent the upper classes, and was chosen by the state legislatures--which they knew were in the hands of the aristocracy--until the Constitution was amended. Senators were not responsible to the voters. The President, of course, was not, and is still not, directly elected by the people, but by the Electors who are chosen by the people in their various states.
We can date the emerging failure of the Roman Republic from the time when the people started to amass more and more power at the expense of the Senate and the magistrates. As the government became more and more dysfunctional, personal power and influence became more and more important to candidates for the Consulship, and the Senate, which had successfully guided Rome through the wars with Hannibal and other enemies, became sidelined. No, it is not the right that usually initiates dictatorship or some other form of authoritarian rule, but the left, in the case of the Romans the Populares.
Sunday, September 16, 2012
The Meaning of Republic
In the United States we say that we live in a republic, and we use this phrase in our pledge of allegiance. We pledge that allegiance to the flag, and the "republic, for which it stands." The term gets misunderstood, however, and not just in America. What really is a "republic?"
Examining the Latin
root of the word tells us a great deal about the true meaning of the word. “Republic” actually comes from two Latin
words, res publica, which means “the
people’s thing.” This was a major step
in the development of political theory, the awareness that the government, the
organs of state, actually belonged to the people themselves. In a classic monarchy, the king is the
sovereign; the organs of state power belong to him, even if he chooses—or has
been forced—to share his power with the nobles of the realm, or even the common
citizens. Even today, in the United
Kingdom it is the Queen’s Parliament, not
the peoples’, that enacts the laws, and it is her ministers who form the
government. She is still, in theory, the
fountainhead of political power, even though she rules only through the Parliament
and the cabinet. To this day, one is not a
citizen of the United Kingdom;
one is a subject of Her Majesty the Queen.
In the Roman
Republic, however, the citizens
were the source of power and laws, with no check on their power, if even
tradition did limit what they would and would not do. The people, in the Centuriate Assembly,
elected the magistrates of the Republic, and gave them their imperium, the
power to command.[1] The magistrates only had their authority
because the people gave it to them, not the gods. Unlike what Paul would say about government, it was instituted by the people; it was not the agent of God or the gods. This was an advance over even Athenian
democracy, where the magistrates were chosen by lot. The people enacted the laws through one of
two popular assemblies, the Centuriate, or the Assembly of the Plebs, which
represented the people who did not have Patrician ancestors. This assembly also elected the tribunes of
the plebs, who had the power to veto the action of virtually any magistrate or
even the Senate.[2]
In his address at
the dedication of Gettysburg,
President Lincoln uttered a phrase which encapsulates the true nature of a
republic. In his speech he referred to
our government as one that is “…of the people, by the people, and for the
people…”. All three of these qualities
are important, but it is the first of these, the phrase “of the people” that
best indicates the feature that makes a republic a republic.
If we examine each
of these in reverse order, the first thing that becomes obvious is that the
phrase “for the people” could be used to describe virtually any form of
government, as long as those who held power honestly acted in the best
interests of the people. Even a tyranny,
if it was truly beneficent, could be said to act “for the people,’ at least in
terms of their material interests. This
doesn’t mean that the people will be satisfied with such a government; in fact,
the more educated they are, the less likely they are to accept such an
arrangement. Most people end up
resenting any form of authority that treats them as if they were helpless
children. Furthermore, what happens if
the government ceases to be beneficent?
The Roman Emperor Domitian, who was assassinated as a despot, started
his rule as one known for the honesty and justice of all the officials,
qualities that were enforced by the Emperor himself. Perhaps Lord Acton’s observation is truly
universal.[3]
Of course it is
good if a government can also be described as being “by the people,” that they
get to chose those will be in authority over them. This is also an important feature of an
enlightened government, but even the existence of free, contested, elections
are not enough to make a nation a republic.
How many times have we witnessed new nations starting out with truly
free elections, only to realize that those are the last elections that will be
held until the government is overthrown?
Even if the pattern
of free and contested elections continues, these qualities are still not enough
to earn a nation the title of a republic.
Here is the catch: if the will of the people is limited by a “higher
law” of any type that is not itself subject to the people, then it is not a
republic. This is what truly matters,
that the people are the source of the law, that every other point of reference,
any other possible source, is subordinate to them. Whether that “higher law” be a religious text
like the Bible or the Quran, or a secular text like Das Kapital, or a body of experts who can rule on the
legitimacy of the law in the name of this “higher law,” the existence of such a
standard means that the government is not truly a republic. The people must be the final authority.
What if, like in
the United States,
the government operates under the authority of a constitution that is supreme
over any law enacted either by legislature or plebiscite? What is the real difference between, say, the
Supreme Court of the United States
and the Constitution, and the Guardian Council and the Quran of Iran? Why, with such a supreme law, is the former a
republic but not the latter? What, if
anything, is the real difference?
There is, actually,
a great deal of difference between the two institutions, and the differences
can be found both in the source of state authority and in the methods of
choosing the ruling body. First, the
Constitution, ratified by the representatives of the people, reflects the
conscious decision to limit the power
of the government in the interests of the ultimate goal, which is the
preservation of liberty.[4] Granted, the power to remove a Justice of the
Supreme Court is limited to that of impeachment, which virtually requires the
commission of a criminal offense, but membership on the Court is the
prerogative of the President and the elected representatives of the
people. Furthermore, the people can, if
they disapprove of a Supreme Court ruling, overturn the ruling by amending the
Constitution, even to the extent of abolishing the Supreme Court itself, as
unlikely as that might be in actuality.
In Iran,
the people have no such power. Clearly,
the Quran can not be amended by the people, nor do they have any power, even
indirect, over the membership of the Guardian Council.
To repeat, what
matter is that the people, acting through the established organs of the
government, and to whom those organs are responsible, are sovereign; they are
the final authority in all that matters, not a deity, not a philosophy, nor
even morality.
[1] It is true that Rome
did not have a tradition of “one man, one vote.” The people did not directly elect the
magistrates; the majority of a century directed how the century would vote, and
the majority of the centuries elected the magistrates. The same indirect process worked in the
passage of legislation.
[2] A tribune could not veto a
magistrate in his military capacity outside of the city, nor could a tribune
exercise the veto against a lawfully appointed Dictator such as Quintus Fabius
Maximus the Delayer.
[3] He wrote, Power tends to
corrupt, and absolute power corrupts absolutely.
[4] This, the preservation of
liberty, was the highest concern of the founders of the United
States.
Everything, even the acceptance of democratic principles, was engineered
to protect the liberty of the citizens.
Even the idea of majority rule is not seen as being important in its own
right, but because it help preserve liberty.
Wednesday, September 12, 2012
An Immigration Solution
Several states have
passed legislation to attempt, at the state level, to manage the influx of illegal
immigrants,’ ‘undocumented workers,’ or whatever other terms the chattering
classes may yet devise. Almost all
Americans agree that the current situation is unacceptable, but that is the
extent of our agreement; there is no general consensus on how to change it. We have to devise some method to control the
influx of immigrants to this country, particularly those who do so in violation
of our laws.
I think we have to
agree on the following matters. First,
each nation has the right to control immigration; there is no “right” to enter
another country and live there.
Secondly, we have to deal in practicalities when we propose
solutions. It may be one thing to be
legally correct, and yet another to realize that it will never have sufficient
popular support to be enacted. Third, we
are going to have to be willing to think in an innovative manner. “Business as usual” is not going to work.
Any proposed
solution to the issue can be put into one of three categories. The first is total amnesty for those who are
in the country illegally. In this
economic climate, with a large percentage of the workforce unemployed, whether
off the books or not, and even larger numbers underemployed, this is simply not
a realistic option, nor is it a moral one. Furthermore, amnesty for those currently in
the United States
does nothing to prevent the problem from recurring. In fact, amnesty encourages further illegal
immigration to the country. It is also
very discouraging to those who have followed the law and sought immigration
through the proper channels.
The second, more popular on the right, is to
simply deport everyone who came here without the proper paperwork. This approach might allow its advocates to
claim that all they are advocating is that the government should enforce the
laws that have already been enacted, but this is even less likely to be carried
out than a general amnesty. The American
people would not agree to massive involuntary deportations. If you think it will, just imagine the outcry
when the press reports, cameras rolling, some massive sweep of some real
community composed of real people. It is
also too simplistic; what will happen to the children—often citizens by right
of birth—whose parents are abruptly deported for no reason other than failing
to have the proper papers. It simply
won’t happen.
The third is to devise
some sort of compromise which will avoid massive deportations but somehow
control present and future immigration. Of course, each new change to the law has
included the promise that THIS amnesty will be the last; give us this amnesty
and, in the future, we will enforce the law, but we never do. This consistent failure by our government to
live up such promises has made many citizens skeptical about such intentions,
and any compromise will have to address this perception. There are several possible improvements that
would meet this criterion, but I am proposing one that I think would be the
best for sending the message that things have changed, that we are no longer
doing “business as usual.”
The law must make a
real distinction between those immigrants who have followed the proper
procedures and have complied with the existing laws and those who did not. Basic justice, a decent sense of fair play,
requires it. It is simply not right to
tell those potential citizens that we are sorry for whatever inconvenience or
even hardship they may have endured, but that we now intend to reward those who
flouted the law so brazenly by giving them the same consideration, the same
privileges. Therefore, I suggest that
any such amnesty be offered with limits; that we create a new legal status for
those who were formerly here illegally that would be different from the normal
resident alien status. I will be honest;
I did not think of this proposal in a vacuum.
It was inspired by the laws relating to non-citizens of Athens
or those in Republican Rome holding the “Latin Right.” They would receive a form of permanent “guest
worker” status that would provide all necessary legal protections, to include
the right to live and work in America,
but it would be a dead end. They would
be permitted to remain in the country indefinitely, work and educate their
children with the security that they would not be deported, unless they
committed a crime that would allow the deportation of any resident alien, and
they would be provided the protection of our labor laws. Freed of any threat of deportation, they
could avail themselves of the courts to seek redress for abuse. The difference is that it would not provide a
path to citizenship. Those who wish to
pursue the path to future citizenship in the United
States would have to start from the
beginning and apply through normal channels for a visa. We might amend the current law to allow them
to do so while remaining here in America
under their new status, but they would have to start over. We might choose to make an exception for those
willing to serve in the military or some other form of alternative civilian
status but, without applying for regular status, citizenship—and thus the
franchise—would not be an option.eek
redress for abuse.and they would be provid
This simply
recognizes that those who show so little regard for our law should not have a
role in making those laws, and that those who did should, on the other hand, be
given all of the rights of a citizen insofar as the Constitution permits. It would provide a humanitarian approach for
those who can contribute to the economic welfare of the country, preserve the
integrity of their families, and allow them a new start in life. This should appeal to legislators who favor a
form of amnesty, even if it does not provide them with future voters since few,
if any, will take the necessary steps to citizenship. It should also satisfy those who oppose
amnesty, because it will not create, at least for this generation, a new crop
of voters. Perhaps, as was said of
Julius Caesar’s debt legislation, it is a good compromise because it neither
completely satisfies everyone, nor does it offend everyone.
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